LPA Office

»We restructure your processes with an eye on regulatory duties, risk mitigation, avoidance of losses during running operations, and compliance—this is how we define our work when it comes to consulting you.«

Thomas Hungerkamp, Partner LPA

Regulation & Technology

How we help you to synchronise the requirements of regulation
with your daily business.

Master the Challenges of Regulation

Banks are facing significant adjustments of their organisational structures and business models, especially in the capital-market. The regulatory requirements of the European banking supervision—like the regulation of markets for financial instruments (»MiFID II«) as well as the associated regulation MiFIR—are challenging on several levels because:

  • they are comprised of legal texts several thousand pages strong, and continuously changing guidelines that require an extensive analytic effort.
  • the obligatory implementation of these banking guidelines means a restructuring of your well-established processes—be it products, services, customer relationships, or the necessary technology.

Only if every segment of the individual value chain is reliable and all processes are aligned, violations of the regulatory requirements and severe penalties can be avoided.

Our Regulation & Technology

Regulatory Challenges for Commercial Banks Include:

  • Integration of complex new guidelines into running processes
  • Avoidance of regulatory violations and the resulting reputational loss
  • Preservation of existing business relationships
  • Regulatory onboarding of British banks with German customers after Brexit

It is our aim to synchronise obligatory steps towards bank regulation with your daily business—and to mitigate the risks that the restructuring might bring with it. For that purpose, we analyse the consequences of regulatory requirements for your operations. With knowhow and long-standing industry experience we develop concepts that allow for a compliant restructuring of your processes.

Our Topics around Regulation & Technology

On the following pages you can find details, information, and explanations around the building blocks of our consulting on regulation and capital-market business:

LPA-Solutions for
Regulation & Technology

Case Studies for
Regulation & Technology

Thomas Hungerkamp
Thomas Hungerkamp
Your partner for Regulation & Technology

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Thomas Hungerkamp
Thomas Hungerkamp
Your partner for Regulation & Technology